Miscellaneous content from the original enlightened caveman. Some serious, some not. Take your chances.

Sunday, February 27, 2005

Zero-Sum Versus Wealth Creation

I keep thinking about Wilkinson's article on Capitalism and Human Nature. I spent some time on his blog site, The Fly Bottle, and I noticed a trackback to a blog (Mixing Memory) that is, you might say, less than impressed with his work, and with evolutionary psychology (EP) in general. The writer, known only as Chris, asserts that Wilkinson's reliance upon EP is unfounded at best, and illogical at worst. This is no surprise to me - there are lots of folks, many of them reputable academics, who think EP is a farce, mainly because they think you can't prove any of it. I'll put aside my response to the naysayers at large for now and deal directly with one of Chris' statements against Mr. Wilkinson.

A central point in the Capitalism and Human Nature piece is that humans in the ancestral environment lived in relatively small groups, which led them to be coalitional (proned to in-group prejudice), hierarchical (aware of and in pursuit of status), and envious zero-sum thinkers (that is, they conceived of a finite pie and felt enmity toward individuals who amassed too much of it). This is standard fare for EP. Wilkinson's point, however, which is a very good one, is that this kind of nature does not bode well for the invisible-hand type of economy. Chris, of Mixing Memory fame, however, sees this aspect of Wilkinson's article as bordering on the nonsensical.

He writes, "In fact, it is the coalitional and hierarchical nature of human groups that makes economic and power hierarchies so natural, and readily accepted by most individuals." Really? In my view, the only thing natural and readily accepted by humans is the tendency toward reciprocity. Getting from small-group trade to a free-market economy, complete with free-market financial systems, is not just a series of baby steps, all easily navigated by our default DNA. Chris' statement, in my mind, betrays his misunderstanding of the depth of Wilkinson's insight here. I'm not at all shocked that one who understands science, or appears to, would be less erudite in matters economic. Indeed, I'd say most people don't understand the difference between having a zero-sum economy and an economy that creates wealth. Allow me to oversimplify it. It all comes down to where the money is kept.

The concept of wealth creation is sometimes difficult to grasp, but at its most basic level, it has to do with the relationship between the aggregate amount of money the country would have if each person kept his or her portion at home under the mattress (we’ll call this real money) and the aggregate amount of money the country has when most money is kept in banks (call this funny money). To understand this, we need only understand the fractional reserve system, which is the system used by all banks in the US. The idea is that banks only keep a fraction of their deposits on hand. When you deposit a dollar into your bank, it may only add 15 cents to its cash. The rest is loaned out to other customers. The borrowers may then deposit the money in that bank or another bank, and the process is repeated again and again. The effect is the creation of a huge difference between real money and funny money. This was made possible the moment the US went off the gold standard, but we need not digress.

The point is that when money is kept in banks, the economy as a whole has considerably more money than it would have if everyone kept their money at home under their mattress. Wealth is created. In a zero-sum economy, there is a finite pie that can only be divided so many times. In a wealth-creating economy, there is what is normally a finite pie, and then laid over it is this artificial pie that miraculously expands the pie below as it grows. Don't worry if it's hard to visualize - your genes have no frame of reference for this, because it occurs nowhere else in nature. The wealth-building economy (also known as the free-market economy and the capitalist economy) is the brain-child of men who were so far outside the box, they couldn't even see it. How about a more practical example?

(I think I've heard Neal Boortz use this example.) Suppose two people win the lottery, five million cash for each of them. One guy buys himself a big, nice house. He buys lavish gifts for his friends and family, and generally lives it up till the money runs out. The other guy uses his money to buy a Waffle House. He ends up hiring 20 people, taking out a loan for a piece of property, and staying in business for years to come. The question that is usually asked is, who is better? Both guys are rich, so if you hate the rich, should you hate them both equally? I'll sidestep that and use this example to point out the difference between zero-sum and wealth creation. The first guy lives in a zero-sum world. He takes his money and spends it till it's gone. The second lives in a wealth creation world. He takes advantage of the fractional reserve system that underlies our economy and he creates a money machine that ends up bringing in far more revenue than his original five million. It costed no one anything for him to do this. No exploitation involved. No cheating involved (we may assume). In fact, he created jobs in the process. He expanded the pie for everyone.

So, to get back to Mr. Mixing Memory, Wilkinson's point is that our nature is not inherently equipped to grasp a wealth-creating economy - an economy that is not finite, an economy that is not zero-sum, and economy that is not heirarchical (at least relatively speaking), and an economy that is not coalitional (our Waffle House lottery winner did not know about, nor did he care about, whomever might benefit from his choices). But...as the invisible hand concept evokes, man has no need to grasp the mechanics of this kind of economy. It does its job - it satisfies individual small-scale demands; the rest takes care of itself. Indeed, Wilkinson is saying that capitalism works well with human nature, even if humans are not wired to understand it. Am I the only one who sees the irony in guys like Chris at Mixed Memory not understanding it either?

Consumerism - Status Gone Haywire

The last post prompted some back and forth discussion regarding the legitimacy of the Enlightened Caveman concept. I hold that there is a duality between what our genes were designed for and want and what we as conscious, sentient beings want. I also believe that the best approach to life entails having the latter control the former. But some seem to think that the more the latter controls the former, the more the world looks like a Vegas version of Pottery Barn. It's as if the enlightenment is getting us nowhere. Well, folks I'm here to tell you that this is not enlightenment. This is caveman 101, and, if anything, it proves my point beyond dispute.

I've been talking lately about appearances. Why? Not because I'm obsessed with the topic, but because it has everything to do with how our world is unfolding. The idea that one should be aware of his or her appearance delta is what is known in the software development world as a work-around - it's the best you can do with the situation. Ideally, as the world becomes more rational, and less caveman, the need to be aware of an appearance delta diminishes. Just like it is no longer socially acceptable to utter the "N" word in any city with more than 250,000 people, so should it be no longer acceptable to judge a book by its cover, to automatically cut slack to someone because they are physically, or better yet, viscerally appealing to you, or to do the opposite when someone does not make it over your bar. But to operate as if things were already this way would be foolish. It would be failing to recognize reality.

Like it or not, our genes are in command in the public at large, and this explains the Wal-Martification of America. Appearances also, particularly what we want others to think of us, play a crucial role in shaping our goals in life. It's all about buying big stuff, expensive stuff, but it's not our fault. Today's mass-media world provides the general public with the most insidious of insights - what the other guy has. Everyone watches TV, and TV is a barrage of what the other guy has, the life the other guy leads, the car the other guy drives, and on and on. Conservative parrots will cry about how the growth of government has created the crisis that is the two-career home - the tax burden is so high that the wife, the one who used to be able to stay home with the kids, now has to work full time to make ends meet. The truth is that today's families have an expectation of two $30,000 cars, private school for the kids, expensive yearly vacations, second homes, and all manner of gadgetry and conveniences, and all that costs a heck of lot more than the necessities of the 70's. And why would they want so much? Cause that's what the other guy has, and now they know it. The caveman is but a moth to the flame when it comes to what the other guy has.

Status, status, status. In caveman days, you had to be in the upper echelon if you expected to snag a mate...or lunch. That meant you paid close attention to what the folks with food and mates had and were doing, and you followed suit. And here we are, tens of thousands of years later, and nothing has changed. Well, something has changed - the smarts we used to master our environment eventually bit us in the ass. When we were tribal people, all we knew was our immediate environment. We knew where we stood. We paid attention to the folks with status, and we worked at moving up, but we knew where the top was and we knew, fairly well, how close we could get to it. But when we became more explosed to the outside world, when we started to find out that the guy at the top of our particular heirarchy was nothing, that the pinnacle was much higher, all hell broke loose. Things went from a local contest to a national contest quick, and the caveman is still reeling.

The quest for status, more than anything else, is driving consumerism. We want the big things, the expensive things, but we only have so much money. That means we economize wherever we can on the little things - we go to Wal-Mart. Capitalism, the best but not perfect economic system, is always replete with suppliers for demand such as this, even if the profit motive pushes them to exploitation. What we save at Wal-Mart, we spend on what the other guy has. But every time we make another purchase, we watch another show on TV. We see another guy. Suddenly, the DVD isn't enough. Now, it's gotta be the plasma TV. And if we can't afford it, fucking finance it! There are all these nice people mailing us cards that tell us how we can borrow more than the value of our home because we have good jobs. Jobs that we never leave, cause if we do, it's time to pay up. And what would people think? But why do we have to have all this garbage? Why do we have to worry about what people think? Status.

It feels good. Every time we get what the other guy has, and he notices, this calm comes over our tormented by TV caveman psyche. Our genes are saying, ahh, we're that much closer to the top, that much more assured of our persistence for another generation. So, I cannot side with the idea that it is our culture that has created this plastic world. It is the very essence of our nature that is pushing us in the wrong direction. It doesn't take a genius to figure out that life is not about what the other guy has. But it takes an enlightened caveman to recognize that a big part of him will never accept it.

And lest anyone think me an anti-corporate type - we need not rail against Wal-Mart for satisfying our caveman desires. Just as the drug war makes no sense because it is focused on demand, so is our indignation misplaced if we insist that companies that cater to our archaic side are the problem. We must simply endeavor to understand our "shallow" side so that we may harness it and retool consumer demand to complement what makes sense in life. It happens one person at a time. One conversation at a time.

Wednesday, February 23, 2005

Sounds Better When He Says It

Thanks to our old friend Tallahassee Joe for alerting me to this Will Wilkinson article in the latest Cato Institute Policy Report - Capitalism and Human Nature. It's absolutely great, and it's the first time I think I've ever seen a political think tank use evolutionary psychology as the basis of its arguments. The times they are a changing. I have to admit that, emotionally speaking, I'm a little ambivalent about this.

There's something satisfying about being one of only a few pretty much underground writers applying this relatively new science to larger scale social and economic issues. Now that Cato's talking it up, I think it's fair to say the cat's out of the bag. So I should be happy, right? Of course, I am. My caveman pride aside, I am on a mission here and every little bit helps. So, check it out. Incidentally, I can't tell you how many queries I've sent to newspapers and magazines to write this exact article. In the end, I guess I'm glad they all passed - this guy's work is deep and wide, all in four pages. Bravo, Mr. Wilkinson.

Tuesday, February 22, 2005

Robitussin and the Gauche Theory of Mind

Sorry for the absence - the guy who never gets a flu shot cause he never gets sick got the freaking flu, and I do not handle sickness well. On a scale of 1 to 10, I operate between a 9 and a 10 pretty much every day. So, on the ultra-rare occasion that I fall ill, I bitch and moan and wail as if I'm on my third week of chemo. I act like, as the Scots would say, a big Jessie. Fortunately for all involved, thanks to my superior immune system, I kicked that avian-borne nuisance as fast as it hit me. I'm back. Not full speed yet, but getting there.

Anyhow, as I was lying in bed yesterday (trying to match the pitch of my moan to the droning humidifier), my wife came rambling through the room and we spoke for a moment. This and that, nothing in particular, but she didn't ask me how I was feeling. She didn't ask how I was feeling!

That bitch!

Instantly, resentment washed over me. Sure, go on about your business and ignore the infirm. Wait'll it's your turn, honey. Ahh, the vindictive hue of the Robitussin-induced delirium. How could it slip her mind that she should be inquiring as to my status? Didn't she know what was on my mind? Didn't she know that the central theme on my giant movie screen was my own decrepit condition, complete with moan track in Sony Digital Audio? Acknowledge, please. Anyone? Anyone? Bitch. Bitch. Biiiiiii....

I moaned myself to sleep and forgot about it until today. But now, hovering at around a 6 (an 8, if I sit perfectly still), I am able to take a mental and emotional step back, and something has dawned on me. It seems like some of my smoothest moves have come by acting upon mistaken impressions of what either was or was not on the mind of whomever I was interacting with. Though this falls under the general heading of misunderstanding, it isn't the miscommunication kind; it's what I'd call a gauche theory of mind problem.

Theory of mind, in this case, is understanding that other people have their own plans, thoughts, and points of view. So, if you have a gauche theory of mind, you have a tendency toward, shall we say, less than polished social behavior. You get that people have their own picture of the world, your perception of exactly (or even remotely) what that picture is just comes in a little fuzzy. In my recent time of need, I clumsily assumed that the all-consuming role of my symptoms extended well beyond the confines of my body. Get within the zone, and your mind, like mine, should be instantly preoccupied with my condition. And if you don't act accordingly, well screw you.

Now, I'll admit, this is pretty childish. That's why it's a good thing I don't get sick often. I was pushing the envelope snagging my wife to begin with. But this notion of a gauche theory of mind, when it persists over an extended period of time, explains quite a bit of what we see all around us. Just watch the preliminaries of American Idol or just about any reality show and it's on parade. We marvel at people who so misconstrue their reflection in the minds of others. They perceive themselves manifestly beautiful or talented or popular when in fact they are no such thing. In fact, this brings up an interesting by-product of the phenomenon - other people notice it, cringe, but can't take their eyes away. And the news is?

This realization, obvious as it may seem, brings me back to the idea that we are well served if we familiarize ourselves with the somewhat universal baselines for acceptance in social situations. But, perhaps of equal importance, is being familiar with the notion that the bar is different in different places. These poor American Idol hopefuls, we may assume, enjoy insulated spheres of acceptance where they live, acceptance that they mistakenly ascribe to the wider swath of the general public. How many alligator tears would be saved if these youngsters were served a heaping helping of, "You may be great in Pascagoula, but that says nothing about how you'll do in the City of Angels"? It doesn't mean you quit, it just means you come to grips with how much work you have to do. Then you decide if you want to chip away at it. Believe it or not, our days here are numbered. But the American Idol syndrome is but one example of a gauche theory of mind.

How about the self-important among us? Are they not ascribing their own commanding presence upon our big screens? Are they not disturbed when we don't respond accordingly? This must be the hardest thing to handle for celebrities. In their case, the bar is exactly where they think it is; it's just higher than they think it is, at least when they find themselves in the midst of folks who don't extrapolate what they're famous for to other areas of measurability. So you celebs out there, I feel ya. Here's a tip: You may be great in the City of Angels, but that says nothing about how you'll do in Pascagoula.

Now why should I go to so much trouble to state the obvious? An evening of Robitussin and Coke. Salut.

Tuesday, February 15, 2005

The Lobby and The Appearance of Dignity

Here's my day - I learn (or maybe notice) two interesting things.

I wake up in DC for a meeting with a prospective customer, emerge optimistic but wary of the work involved in finding out, fly back home to Atlanta, arrive at 6pm, repack, apologize to my wife on her birthday, take my son to the basement so he can play my drums (which he can only incessantly call "bum" and which also includes my guitar - either me playing it while he endlessly motors around, or me holding the chord with my left hand while he attempts to strum.), much consternation on his part at the end of our impromtu "session," and then it's off to Philly for two days. An odd city, if you ask me, Philly.

The perimeter of it is depressing. More than a couple of times, the thought crosses my mind that I would be very destraught if I was suddenly informed that I'd have to live here. Just sort of cluttery, but desolate at the same time - I'll pass. But then I cross over this river and go into some scary areas, where I think I would be very nervous if I was to suddenly have to live here. Abandoned buildings with broken glass all throughout, on streets that look like the video game, the shooting game, where villains pop out from behind every object and shadow. And it's overlooking water! Truly puzzling from a real estate development prospective - seems like some Trumpionnaire would clean house and put up a revitalized waterfront district or something expensive-sounding like that. It's like nobody cares, which is the first remarkable thing I notice today.

Almost as quickly as the cab and I enter into this archetypical run-down area of a city, we emerge into a Chicago or New York kind of downtown, with massive buildings right on the street, with shops at street level, and residences or offices (or both) going up into the heavens. Street vendors, convention centers, bars, restaurants, mass transit, hotels, shopping centers - all in about 3 square blocks - at least that's what it seems like. The transition from ghetto to modern metro is like passing between two different worlds, not mutually exclusive, but recognizably distinct.

In one, folks care about looks. In the other, they don't, at least not enough to take care of them. That's what I notice tonight as my cab pulls up to my hotel. Kind of hum-drum, but that's before a few rounds on the old cognitive spin cycle. The only minor-league, and I mean really minor-league excitement is my well-timed dart through the huge rotunda of a lobby to avoid colleagues who might be in the bar. One false move and I end up in there all night. It's happened before and it ends up leaving me tired, hungover, and generally off the next day.

Of course, that doesn't necessarily mean shit. I can almost always be counted on to join in the festivities if people I work with are. I have what I call the party gene. (That's another topic that'll get its ink in due time.) Anyhow, that's where the drama, minor league as it is, comes in. The inner conflict. You see, attendance at the professional, expense-account boozefest has a long record of benefiting my work environment, even though, these days, especially today, I am more apt to settle into my room, get online, and see what happens. A quandary you might say, settled by the half-assed, but probably still better than your average civilian's covert lobby crossing. If he gets spotted - bourbon and ginger (plus requisite cigarettes) till two. If not, the tamer tour through the blogosphere, but the benefit of a feel-good tomorrow. Finkel. Einhorn. Finkel. Einhorn...

Being a master of compromise (and lobby crossings - it's all about the diversion), I settle upon forcing myself to encapsulate the random, but not so random, thoughts that have crossed my mind on my three city tour. Then, I may see what's happening downstairs. Whew. Glad that's settled. Anyhow - let's make this quick.

I keep coming back to this two cities thing. Think about how important appearances are in different socioeconomic settings. People with nothing could care less about how they look. They can't afford to. And it seems like there's a direct, but leading, correlation between taking care of appearances and achieving prosperity and predictability. It's direct because the guy who cares about his appearance gets the job before the slob in most cases. Nothing shocking there. But, it is a leading (as in an economic leading indicator) correlation because the appearance change almost always precedes the achievement of prosperity.

As they say, you sometimes gotta fake it till you make it. This is why stock-brokers wear Rolex (would the plural be Rolei?) watches, drive expensive cars, and live in expensive houses, even when they're just starting out and can't make the money to support the lifestyle - it gives the impression that they're successful at handling people's money. The "he makes money if his clients make money" arrangement is understood, so the broker's wealth means his clients must be doing well. Ergo, it makes sense to do business with him, to let him help you manage your money. In our terms, it makes sense to accept him.

Now, obviously, if the guy's a total boob, he probably won't do well. But if he's not, and he's persistent, that interpersonal acceptance will pay off. So, what I'm saying is that you have to start caring about what you look like before a lot of good things will happen to you in life.

Appearance becomes a sort of investment. You do the things you need to do to keep your person looking right - right clothes, right hair, right teeth - and you take an instant step up on the ladder of mass social acceptance. In essence, you're decreasing your delta. Remember, the idea is that it is possible to have an appearance that virtually guarantees that, unless you're a total jerk, the people you meet will accept you. They'll be interested in you, and they'll be hoping that you like them. Your delta is how far, objectively speaking, you are looks-wise from that point. The further you are, the more likely it is that the exact opposite will happen - the people you meet will not lock eyes with you or take any interest in you, and if you dislike them, they will not notice, nor will they care if they do. That's harsh, but it's reality for some people. Fortunately for most people, the delta problem is tractable.

Suppose there's a figurative delta scale from zero to 100 - zero being the lowest delta (closest to mass total acceptance) and 100 being the highest delta (closest to mass total rejection). Something as broad (and purposefully vague) as an appearance delta would not have your typical bell curve distribution, would it? Yes, buuut, zero would be on the fringes of one side, say the left (arbitarily, lest any political notions enter into this). There are only a handful of folks at the zero delta point. They're the ones who presumably have the life. They set the styles and dominate all visual media. But, relatively speaking, there aren't many of them.

The numbers increase steadily as you move to the right, away from zero. Eventually, they peak and you have the average-looking person, not perfect, but not noticeably or distractingly flawed. Then, those drop off to the people who have something troubling about their appearance, something that causes people to be careful about looking. The curve ends at the other fringe with people who have it the worst in terms of human acceptance - maybe they're shut-ins because they just can't bear to go out, or maybe they're just invisible. Even though, thankfully, there aren't that many of them, there are still too many, and I hate to think about what that must be like. But I musn't dwell, there's booze to swill.

(That was the lamest rhyme ever. I have to admit that.)

Getting back to the point here, the delta scale is useful because we can imagine that one who has no interest in his appearance, somebody like your urban-variety bum, has a lot of easy ground to make up in terms of delta. A nice shower, a haircut, a trip to the dentist, some consistently good nutrition, and the guy can go from say a 70 to a 40. At 40, he may be close enough to the average person to start finding interpersonal acceptance fairly expectable. This, from some psychology I've read but honestly can't remember where (told you this was vague), is the turning point for self-esteem.

The moment you start to expect that you'll be accepted in interpersonal situations is the moment you begin to have self-esteem. Don't know if it's true, or if it's possible to know, but it sounds about right. So, thinking back about my cab ride (but now with the Bill Conti music from Rocky as a soundtrack - ahh, editorial license), I'm wondering how many folks are living there who just don't care about how they look, about how their house looks, or about anything like this. And I'm wondering, what if they did?

Socially sensitive people will answer that caring about your appearance isn't going to suddenly make a job materialize. These people are in poverty, they'll say. I'll grant that this may very well be the case for many of these people. But what about the ones who could simply decide to care about their appearance? They live within walking distance of any number of mail room-level jobs, jobs that go to guys (and gals) with the same background, only they clean up.

Maybe it's about dignity. Maybe this whole thing is just way to say that dignity begets pride in appearance, which begets acceptance. If so, I'm an idiot for wasting the festive hours in the bar downstairs on a single sentence. But that brings me back to the second thing I learned today. There's a self-perpetuating cycle going on here. I might ordinarily have ruminated on this idea and forgotten about it until something cued it back up again. But, as the word "blog" is short for weblog, which connotes ship's log or captain's log, and since I don't always have something particular to write about, I am informally committed to putting something down. In this case, it turns out that the whole thing is about information distillation and articulation, which happen to be the toolset of the writer. And duh, epiphany - that must be why I do this. Having written a book, I still don't think of myself as a writer. But tonight, considering that I distracted, and then deftly out-manuevered the lobby threat, and now it's too late to reconsider, it occurs to me - I am a writer. (It sounds gay to even type it.) Nevetheless, it's a milestone, I suppose.

Then, reality sets back in, as I wonder if it ever really pays well.

Sunday, February 13, 2005

Changing Your Cover - Appearances - Part 2

They say you can't judge a book by its cover. Of course, sometimes you can, but let's put that aside for a moment. Whether or not this statement is true, the fact is that sometimes, lots of times, people will try. Furthermore, it's usually really tough to tell who's "thin slicing" based upon looks, and who's not. As I mentioned in the last post, I think there's a real value in understanding that a unknowable, but signficant, percentage of the population is actively caught up in judging books by their covers.

They're deciding who they'll be courteous with, who they'll ignore, who they'll be afraid of, and who they'll open up to, all based upon appearances (at least initially). And, for the most part, these are not rogues and lunatics. These are not simply people who occupy the fringes of the depth bell-curve, people who can and should be dismissed. An unknowable subset of these people only use this technique as a filtering process. They are open-minded and intelligent enough to modify their assessments with the acquisition of more and more data. For whatever reasons - maybe they're extremely busy, maybe they're inundated with books that bear out their preliminary cover assessments, maybe they're fearful of social situations - these people modulate their up-front human interactions using the shallowest of information. We could fault them for it. But what if, in doing so, we miss the chance for deep and meaningful concurrence? What if, and this applies most to high delta people, we limit those whom we take seriously so much that we're virtually guaranteeing ourselves loneliness? Thankfully, just as it takes infinite courage to really be a pacifist, it takes more than most people are willing to give to take a truly hard-line against appearance-based prejudice. Most folks, myself included, give in.

So, here we have an interesting question. If we acknowledge that we play along with this shallow game in certain circumstances, in lots of circumstances, then the question is how much do we give in? How much should we be willing to change our covers to plant the judgement we want in the minds of the judges, the ones we secretly despise for operating in such a way?

In America, it's pretty much accepted that our teeth matter, and not just for health reasons. How else do we explain the massive industry that is orthodontia? It's a given, once you get to even a modest socio-economic level, that your kids will get braces if their teeth are screwy. (Sure, some people are against this. But I think most folks, if they can afford it, are happy to be able to do this for their children.) The point is that getting braces is expensive and not altogether painless or trouble-free. Yet, we do it. We cower to the shallow beast of appearance anxiety and tweak our covers. The same is true with respect to fashion.

The big fads come along, and the masses get on board. One friend, a sales executive in the medical device field, works for a guy who is about 50. This guy, the owner of the company, is always teasing him about his clothes, the square-toed shoes, in particular. He says they're "trendy" and that my friend is a boob for buying into the trend. My friend, being 35, single, and quick on his square-toed feet, comes back with a witty retort:

Say whatever you want, Pal, but I'm hunting ladies at all times, and it is essential that I do not limit my selection. I'm after that long-term relationship, which means I have to sift through the market to find what I'm looking for. The fact is that the kind of girls I'm pursuing have guys after them all the time. They make the first cut based upon appearances. If I'm Mr. Traditional, like you, in cap-toed shoes and pin striped suits, I come off like a dud - an insurance salesman or an accountant. Any girl who's gonna be able to handle me for the long-haul is going to write the dud off in two seconds. So, to make the cut, I look the part. Then, once I'm in the door, the tables turn, and I'm making the next cut. Get it? So, mock my shoes all you want. Just know that when you call me at 8am on a Sunday morning and you go straight to voice mail, it's because I was up all night banging a hot chick that likes square-toed shoes. That's the only trend I care about perpetuating.

Now that is one enlightened caveman. Say what you will about the morality of his endeavors, but there's no denying that he has a good handle on how to manipulate reality to his own ends. Fashion is like that for some people. I'll wear some conservative variation on the faded-front jeans, but not because I feel I just have to be in style, but because it sends the message that I care about my appearance and that I'm aware of what's big these days. That shaves a bit off my appearance delta, you might say. And look at it this way, if my plan backfires and someone dismisses me because I'm wearing trendy clothes, then there's a good chance they'll really object to some of my more outlandish views on the world. It's a self-correcting system, I figure. Anyhow, all I'm saying is that the cover change, in itself, isn't shallow or the equivalent of selling-out. But what is?

Some would say cosmetic surgery is beyond the line. I know women with capped teeth who absolutely abhor the thought of getting breast implants. Hmm. Is there really that big of a difference? Like it or not, a female with a nice chest, all other things being equal, will get noticed more than one with a modest lower neck. And the surgery, silicon scare aside (yes, scare, as in, not real), is pretty routine and is cheaper than veneers. And what about liposuction? How many people have saddle-bags or love handles that will not go away no matter how much they diet or exercise? What's wrong with them having a doctor wave a canula to make it all disappear? Of course, the funny thing is that many proponents of cosmetic surgery will say, "But I'm doing it for myself. I just want to like what I see when I look in the mirror." Suuuure. Whatever you have to tell yourself. But again, their delusions aside, I'm saying it isn't necessarily a bad thing to want to change your cover, strictly for the benefit of the cover judgers in society.

It all comes down to a cost-benefit analysis. What do you get in terms of delta reduction, and how does it compare to the costs? This is the part many folks miss, I think. There's an aspect of the appearance delta concept that must now be revealed - the ideal appearance, the one to which ours is compared to compute the delta, the one that gets us a free ride in terms of interpersonal acceptance (in particular circumstances of interest), includes an assessment of how hard we're trying. You get points off (that is, your delta grows) if it looks like you've gone too far in changing your cover. You look needy. This is why the girls who get the massive DDD boob jobs actually diminish the field of acceptance, rather than expand it. This is why the guys who shave every hair from their bodies, for no practical reason (like say an Olympic swim competition), come off as odd-balls. This is why massive lip jobs, repeated face lifts, and botox-induced expressionless faces rarely yield the desired return on investment. These people just end up looking funny. So what to do?

If you're going to change your cover, and I'm not saying you should, you should aim to change it so that strangers can't tell. Girls, get reasonably-sized boobs for your frame. If guys really can't determine if they're real, but they break their necks trying, you've probably hit the target. Same thing for guys - if you're driving a 10-year old Toyota, you might rethink the giant fin on the back. (Yes, the appearance delta applies to cars, too. But that's another discussion.) But there's still more to this.

Another complication to consider is what people you know will think. If you conduct your inner-circle affairs with an avowed disdain for appearance-based prejudice, then you may find it hard to explain changing your cover in any dramatic way. Maybe you could acquaint your closest friends and family with your enlightened rationale for the change, and maybe they'd understand. Or maybe there's nothing you could say to make them understand. Maybe their view of you would be tainted forever. Who knows? I would simply argue that no substantial cover change should be undertaken without reflecting on this.

In the end, if we're going get what we want out of the social side of life, the side that, more than anything else, determines the tenor of our happiness, we have to decide how much we're willing to give in to this shallow, appearance-oriented game. We have to decide where the line is drawn, and we have to be careful to get what we pay for. Even if we can rationally justify the desire to improve our frail and thin lips, there isn't much to be gained by looking like a duck. Unless of course, our desire is to be accepted at the ritzy spa for desperate housewives. That, too, is another discussion entirely.

Friday, February 11, 2005

The Appearance Delta and Gimmick Theory

I've written, on occasion, about the influence of looks in our society. Let me attempt to codify my thoughts. The whole thing hinges upon the generalization that individuals in America (and elsewhere, but America, in particular) respond differently to people they perceive as physically attractive versus people who come off as unattractive. I believe this is largely genetic.

In his new book, Blink, Malcolm Gladwell spends some time discussing the biases that we all have below the surface of consciousness. The point of the book is to put forth the notion that our minds are very good at "thin-slicing," which is using a small amount of information to make decisions very quickly, and that, while this should often be embraced, it happens behind the locked door of our subconscious. He cites the intuitive behavior of successful art dealers, professional athletes, professional poker players, and military leaders to demonstrate the good side of thin slicing. However, he examines the dark side of thin slicing when he discusses how people respond to physical appearance.

In evolutionary terms, there are physical attributes that indicate fitness - tallness, healthy hair, healthy teeth, symmetry in facial features, good posture, a muscular and lean physique, and so on. Youth in females indicates fertility, so males prefer younger women. Conversely, size and brawn and chiseled features indicate virility in males, which is why females prefer "hunks." (We're talking about cavemen here.) The idea is that our evolutionary ancient emotions, the ones operating under the radar of consciousness, are tuned to be drawn to people with these attributes. Gladwell mentions the ex-president Warren Harding as a prime example. Here was a guy who was big with a Roman aristocracy kind of good looks, but he wasn't especially intelligent, nor was he an impressive public speaker, and he had a long list of character flaws. Nevertheless, with the help of a clever senator, he was elected to office, presumably for nothing more than his good looks. A more contemporary example is the poll Gladwell conducted of half the companies on the Fortune 500 list.

He found that almost all CEOs are tall white males. Brevity, if I am capable of it, prevents me from detailing all of his caveats and conditions, but suffice it to say that his findings bear a stark contrast to normal demographic distributions. In short, it appears that upward mobility is easier for tall white males than it is for short ones or non-white ones or both (surprise, surprise). Of course, the argument can (and should) be made that Gladwell's findings only betray the extent of in-group prejudice among the few who make it to the top. But, even if this is the case, how things got to be that way still warrants an explanation. For my part, I'm inclined to agree with the author that individuals whose physical appearance indicates fitness in an evolutionary sense enjoy an advantage when dealing with other people, an advantage that is largely unknown by the people conferring it upon them.

If this is true. If. Then, it means that looks do matter in society. It means that no matter how enlightened we may become, no matter how we may deliberately look beyond physical appearance, we are ill-served if we expect the same thing out in the world. We may choose to take the higher ground and assert that people who modulate their interpersonal behavior based upon something so shallow are to be ignored. But the notion that much of this appearance bias happens below the level of consciousness strains the sensibility of this approach. No, I think there's a better option. Once again, I find myself in a situation where I need two sets of rules for how I operate. I've stumbled on another sort of dualist strategy.

I think of all people as falling into one of two groups - people I want long-term relationships with and people I don't. When I first meet someone, I don't know which category they'll fall into, so they start out in the latter. Over time, however, if we get along, and it makes sense, they can transition into the former. The point is that I apply different interpersonal rules to the two different categories.

For the long-term relationship folks, I prefer enlightenment. I encourage looking beyond physical appearance because I know that the rewards are plentiful. Shallow people don't make the cut. But for people with whom I have no intention or interest in any meaningful long-term relationship, I have no requirements whatsoever. I abstract them all into this group that, among other things, is defined by the least common genetic denominator. I assume that they're all cavemen doing precisely as their genes instruct. Sure, I'm proven wrong a lot, but it's better than assuming that they're all highly aware of their genes' negative influences and are compensating for them all the time. The consequences of getting this wrong are regular disappointment. Anyhow, things get interesting we we realize that sometimes we need things from these people.

I need to get one of them to like me enough to hire me for a job, for example. I assume that this person will form an instant impression of me simply by how I look, and that depending upon what he or she comes up with, I may or may not have an easy time in the interview. Just to venture into absurdity for a moment, suppose there's a scoring system that is used by the interviewer to determine if I get a thumbs up or thumbs down, say from 1 to 10. It takes a 9 or better to get the job. If my appearance impresses him or her, I may start with a 6 or a 7. That means I only have to come up with a couple of points to ensure success. It may be my intelligence or my personality or my experience, but whatever it is, it will not be about my appearance. But suppose another applicant comes in and the interviewer is dazzled by his appearance. He may start with a nine, meaning that if he doesn't do anything to cost himself points, the job is his. What I'm getting at here is the notion of an appearance delta.

I would define this as the difference between my appearance and the appearance that would grant me instant acceptance in any given social situation. Women like Elizabeth Hurley, for example, have no appearance delta. She's so attractive that people fall over themselves to spend time with her. This is the bane of the beautiful but intelligent woman's existence - she has a tough time being taken seriously simply because she's hot. Similarly, a guy with Sean Connery's looks experiences an entirely different version of life than I do. I'm not upset by this; it's a fact of life. Indeed, I think recognizing this has a lot to offer in terms of enjoying what little time we have here.

It's very useful to figure out what your appearance delta is, and I should note that it is somewhat situation dependent. To a heterosexual soldier coming home from two months of all-male field exercises, an average-looking woman has less of a delta than she does if she meets him when he's been in the general population for a while. Nevertheless, knowing where you stand looks-wise in the minds of others has its benefits. We have to acknowledge that much of the enjoyment we get out of life has to do with interpersonal acceptance. It's that concurrence thing I keep talking about. It's an axiom in human endeavors that not being accepted in social situations is emotionally distressing. Sometimes, given the idea of subconscious appearance bias, the culprit can be how we look. Regardless of how distasteful this may seem, I just can't see how there's anything to be gained by being indignant or burying my head in the sand on this. It's a matter of practicality.

The key to the usefulness of the appearance delta is in the notion that it can be overcome by non-physical attributes. All it takes is a gimmick, and there are all kinds. Being smart can be a gimmick, as can being funny or empathetic. Being an artist, such as musician or painter, can also serve as a gimmick, and being rich and/or powerful works, too. The point is that knowing your delta tells you how much gimmick you need in any given situation if acceptance is what you're looking for. Harsh as it is to say, if you're short, fat, and bald, you're gonna need a lot more gimmick than the guy who's tall, lean, and well coiffed. Now, you can object and refuse to participate in this ever-so-shallow game of human interaction, but you should do so at your peril.

As for me, I do what I can with what I have. I stay in shape and I try to look presentable when I'm in situations where acceptance among folks in the non-long-term relationship category will be of benefit. I pay attention to what I wear and how I carry myself. I estimate my delta and decide which kind and how much gimmick I want to employ. Shallow? You bet. Does it work? Yup. However, when I'm around members of the long-term relationship group, I'm less concerned about appearance. I don't care if my hair is messed up and I opt for flip-flops and t-shirts instead of nicer clothes. And I don't bother with gimmick; I'm just myself. That's the beauty of the inner circle - you can rise above the bullshit and just live.

At the end of the day, we all want to be accepted. We all want to be in on the inside joke. And as much as we'd all (especially those who have a high delta) like it if acceptance was strictly a function of character, it just isn't, at least not enough to sustain us. What can start as a relationship founded on looks or looks plus gimmick can turn into anything but. To close ourselves off to these opportunities simply limits the amount of acceptance we'll enjoy in life. This doesn't mean that we long for acceptance so much that we pursue it indiscriminately. That's a recipe for disaster. It only means that we play the shallow game to get our feet in the door and then let our criteria for separating long-termers from non-long-termers kick in. It ain't pretty, but it works.

Thursday, February 03, 2005

What Is Consciousness? A Trip Into The Mind

I'm not trying to be a scientist. I'm really not. I've just read a wide variety of scientific topics, particularly those related to evolution, the brain, and thinking, and over the years and I've come to my own interpretation of, you might say, the gestalt of the mind. It's sort of a general feel for the the physicality of it and how layers of abstraction are built upon that, a feel for its evolutionary history and the infrastructure it begat, and a feel for how all that translates into a wide swath of common behavior patterns. The probably sounds as arrogant and sure as possible. We're inside my head right now, so bear with me. I'll admit that if there are original ideas in my vision, they are the kind of originality you attribute to an editor. Nevertheless, if I'm being honest, my aim here is prove that my intuition is right. I really want it to be.

But I know that about myself. I'm conscious of it, and because of that, I've taken steps to insulate my curiosity from my bias. That's why I've chosen critical rationalism as my method. I recognize up front that I can't prove that I'm right, that I don't have all the facts, and that my emotions could be, try as I might, confounding my conclusions. So I write; I throw out hypotheses and the evidence, shoddy as it may be at times, that I have for them. As time goes on, this gestalt is becoming clearer and clearer, which only means that I understand it enough to articulate it. I write more. The whole time, I'm hoping that people will come along and adjudicate my accuracy. (Of course, I'm hoping with arms drawn to my chest and clinched fists that it works out for me. That'd be great. I'd feel smart, or better yet, smarter.) Nevertheless, I have committed myself to finding out, one way or another, if I'm right. I figure the worst that can happen is that I'll make a few adjustments and still end up with the satistfaction of feeling like I have a holistic, almost unifying, understanding of something seriously elusive.

The preceding two paragraphs just played out on a giant movie screen in my mind. And, as if experiencing a good movie, I was engrossed. I still am. And, like a movie, a lot of other things were and are going on that were and are escaping my attention. Interestingly, in thinking about the things that have been escaping my attention, I all of a sudden start noticing them. The sound of the heater. The visual flicker of the TV on mute. The sighs of my dog as he makes one of his countless tiny adjustments. The smell of the fireplace that still hasn't been used this winter. My attention is flittering back and forth between the thoughts flowing from my fingertips and the surroundings I am still writing about. Scene after scene on a giant movie screen in my head. And this movie screen is, in my view, the key to consciousness.

I feel intrepid in this domain of consciousness, mainly because no one knows for sure what's going on. In short, I like my chances on this. If I apply the knowledge I've gleaned from Stuart Kauffman's work in, At Home In The Universe (self-organization theory), and apply it to the physical function of neural networks, and to the structural organization of the brain, and then I infuse all that into Daniel Dennett's, Consciousness Explained, I come up with the following explanation.

Neural networks are the building blocks of mental organs. Some mental organs we share with other animals. They operate in the lower, simpler levels of abstraction, near our brain stem, serving to facilitate our basic survival and reproductive success. Examples would be autonomic body functions and basic emotions, such as love, fear, anger, sadness, and jealousy. These emotions are not feelings in the usual sense. They are physiological responses that elicit particular behaviors. Imagine that the mind is in a steady state when it is calm and nothing out of ordinary is perturbing it. Then, when something happens that requires a physical response, like say a tiger is approaching, these simple programs, these emotions induce physiological reactions, which prompt the impulse to assuage them, to get back to a steady state. Each physiological reaction elicits its own physical response. The collection of these programs is sufficient to keep us alive and reproducing.

They're instictive. Over eons of time, however, these survival programs have been co-opted and abstracted (via self-organization) into higher and higher levels of complexity, levels that call upon more and more information in their execution processes. The higher level networks are larger, more distributed, both vertically (in and out of lower levels and higher levels) and horizontally (pulling from a wider and wider body of data). They contain our cognitive programs and our complex emotions, and they store vast networks of information. The complex programs make it possible to override the basic programs, sometimes temporarily, just long enough to deliberate for a bit, sometimes permanently, allowing us to adopt a different course of action all together. The networks at this level also enable the use of logic and rationality. Then, and this is the best part, at the very top (figuratively speaking), all of these networks of networks self-assemble into the giant movie screen. Consciousness is upon us.

The movie, however, is really a gigantic closed-circuit TV. It's as if a wide angle camera is mounted at the very top of this vast sea of neural networks in our brain, some of which are tightly coupled so as to resemble distinct entities (organs, you might say), while others, the majority, are stretched across multiple organs, serving as organs themselves. Interspersed throughout are countless relational and heirarchical databases of information. But the camera can only see so deep.

It doesn't have access to the lowest levels, to the simplest of programs. It's view is limited to the upper reaches of abstraction, where complex thought and emotions reside. Of course, the lower levels can manifest themselves in the upper levels (such as when we notice a loud sound), seeing as how they're all connected, but the low-level data is edited at that point. The important thing is that where the camera is pointed is the result of a contest between competing information networks and the organs that exploit them.

Hordes of the complex programs below are shouting for their chance to be on camera. They're always shouting. They're always executing their programs at their highest voice. These mental organs are yelling out the input they're receiving and the conclusions they've reached, which are often perceived as recommended courses of action. The heater is vying for my attention, and it has just gotten it. "The heater makes a low hum: think about my body temperature, think about the temp in the baby's room, do nothing." Before this, it was my concern for the words ahead that dominated the camera's lens. It's recommendation: read back over the last paragraph...

I'm back.

As I was saying, as the camera scans the networks below, it is drawn to the loudest network, and an interesting thing happens when the camera focuses on a particular network or set of networks - the shouting there intensifies. That means that when it latches onto it, it is held captive, if you will, staying on the screen until something distracts it off. That something might be a cognitive program that is ruminating over some past memories, or it might be the reverberations of a low-level emotional program that has perceived an itch on the arm. Whatever wins the competition gets screen time and the consideration of its conclusions and recommendations. It is the existence of the screen, the camera, and what passes through it that constitutes consciousness.

The beautiful thing is what happens when an amazing idea flashes across the screen - I can control the camera. I can control the camera! Free will is born. Now the conscious awareness, the camera, has turned to a remote spot in the data grid, that which corresponds to the concept of the self. High level programs instantly begin connecting to this new network, factoring the notion of self (including its newly discovered ability to control what appears on the screen) into their routines, into their conclusions, and into their recommendations for action. Suddenly, with free will at the helm, and a mind imbued with the awareness of self, the camera comes off of auto-pilot. The content on the movie screen becomes a matter of choice. But even then, the recommendations on the screen may not control the actions taken.

There are still low-level programs at work. They're there all the time, perceiving, processing, and executing, just as they have in humans for countless centuries. And a key attribute of them is that they work very fast, so fast that they regularly spur us into action long before we realize why we're acting or exactly what we're doing. If a beautiful, sexy girl walks past a straight 16-year old boy, his eyes will saccade their way over her time and again before he ever actually thinks to stare at her. His low-level programs are doing their job. If he's absorbed in a conversation, he may not even notice her, at least not consciously. His mind, however, knows she's there. Similarly, if an intruder crashes through my door, it will not be free will driving my bus. Before the shape of his face ever passes over my movie screen, my body will be reacting. I will effectively be on auto-pilot, at least for a few seconds. But as the situation resolves, free will will once again take the helm, slowly but surely.

This is my conceptualization of the human mind, from neural network to consciousness. This is what pushes me insistently away from dualism. This is what makes me believe that understanding our lowest level emotions, by aiming the camera wherever they manifest themselves, is the key to harnessing and managing them. This is why I believe that enlightening the caveman is both necessary and possible. Our basic emotions - our fear, our quest for status, our affinity for cooperation (read: concurrence), and our sex strategies - have the advantage. They spur us to action while they're below the level of consciousness, under the radar of awareness, unless we either inadvertantly develop high-level programs that override their recommendations or we deliberately scan the visible networks for evidence of their influences and we deliberately override them.

An example of the former would be a priest taking a vow of chastity. Even if he has no concept of human evolution and the sexual programming that resides down near his brain stem, the high-level programming that corresponds to his commitment to the cloth could easily surpress his response to a lovely female paritioner. (Unless he's a...nevermind.) An example of the latter would be a sky-diver standing in the door of a plane. He realizes that it is perfectly rational to be afraid. He is aware of his elevated heart rate and sweaty palms, and he knows why they're there. But he reasons that his parachute is safe and his training has prepared him, so he jumps. He deliberately overrides his lower-level survival programming. There are two takeaways from this.

The first is that culture can tune our high-level programming, even if we never know it's happening. School for young children does exactly this. There is no reason for this tuning to ever pass across a child's movie screen. The more "cultured" the child becomes, the less the basic survival programs govern his or her actions. The reverse is also true. Children who are not instructed on how to be human beings in a modern world become an almost cartoon-like charicature of our cave-dwelling ancestors. You can see it on any busy playground.

The second thing, the important thing, is that the conscious intent to override basic emotional programming is extremely powerful. If we turn our camera upon our concept of self, and it includes an understanding of what is happening down below, on our screen flashes the idea that we can control much more than we ever knew - thus bringing more detail to the picture and a longer list of available options- regarding action and inaction. This is a good news story. Nothing is determined. We're in charge. If we do not exercise this power, we leave our fate in the hands of our genetic heritage. But if we do, our genetic heritage becomes irrelevant.

The clock just passed across my movie screen. Recommendation: publish and crash.

Wednesday, February 02, 2005

You Animal You

A couple of recent posts have generated some lively discussions, and some of them have led to the nature versus nurture debate. I have been arguing that we come with many of our basic emotions pre-wired, and that it is only the relatively new emergence of malleable cognitive faculties that gives us the chance to change the outcome of situations that would otherwise go down as instinctive responses to external stimuli. Basically, the complexities of cognition and consciousness provide us with free will. Some, however, do not agree. They believe that the hard-wired parts of our minds are limited to the autonomic stuff and the basic survival skills (fight or flight, etc.). They think that the only way I can be right is if humans are robots, robots that were designed. I've made my case in comments and will probably attempt to summarize once the dust settles, but I think there's some value in introducing some basic cognitive science into the picture. What follows is taken almost directly from Chapter 3 of my book.

Contrary to what many people like to believe, no need to believe, humans are not cosmically special. We are animals, not uber-rulers of a vast universe. Yes, we are sophisticated and capable of staggering feats of intelligence, but we are also consistently guilty of acts of passion that mirror the instinctive exploits of our animal cousins. What can we say? It’s in our genes. We all have the same basic genetic framework. The same four letter DNA alphabet (A, T, G, and C) serves as the underlying scaffold for all life on earth. Strands of DNA form genes. Throughout the history of life on this planet, genes have given rise to new organisms that were incrementally different from the ones that came before. However, new organisms were not created from scratch every time. Their designs were built upon designs that have worked well all along. This is why it makes sense that we share 98% of our DNA with chimpanzees, but only 90% with mice. This notion of conservation of design is starkly evident when it comes to the design of the human mind.

The vertebrate brain is divided into three major divisions: the hindbrain, midbrain, and forebrain. It turns out that the structure and function of the hindbrain and midbrain in humans are very similar to what is seen in reptiles, birds, and other mammals. All vertebrates have basically the same organization in the spinal cord, brain stem, thalamus, and cerebellum. That goes for rats, lizards, chimps, and humans. To go even further, we know that the same neurochemicals found in the human brain are also found in the nervous systems of leeches and worms, as well as reptiles, birds, and other mammals. Of course, this is not to say that we have the same minds as other animals. Humans are certainly endowed with mental structures and capabilities that far exceed those of any other animals on our planet. The point, however, is that the aspects we share with other animals are playing a leading role in our everyday lives, whether we know it or not. A light exploration of the architecture of the human mind will give us a feel for this.

The fact that we share our emotional infrastructure with other animals has a profound implication on how we experience life and on our search for truth. Consider the following diagram.

Brain Diagram

It depicts the pathway from an emotional stimulus to a bodily response in the brain. The first thing that happens is the emotional stimulus (say spotting a bear when you’re walking in the woods) sends a signal to the thalamus. The thalamus sends the signal to both the amygdala and the cerebral cortex. The amygdala (a brain structure known to be critical in the execution of basic emotional behavior) is responsible for issuing the response as quickly as possible to prepare you for action. The thalamus to amygdala loop constitutes what we’ll call the emotional pathway. The response it issues manifests itself not only in the immediate body response (such as elevating your heart, causing you to freeze, and preparing your muscles to act), but also in a signal to the cerebral cortex. The cerebral cortex has the luxury of taking its time to receive the signals both from the thalamus and from the amygdala. It also sends signals back down to the amygdala to be processed along with incoming information from the thalamus. So, the conscious emotional experience is separate and comes after the emotional response. The emotional response is what we share with all vertebrates. The emotional experience is reserved for those of us with consciousness. The jury is out as to exactly where that line is drawn, and I won’t dare hazard a guess. But I’d like to believe my dog is conscious. In any case, there are some points to be made about this arrangement between emotions and cognition.

In terms of the brain, there is a “low road” and “high road” when it comes to mentally processing an external stimulus. The low road is the evolutionarily old route. It corresponds to the pathway from the stimulus to the thalamus to the amygdala to the bodily response. This is the basic flow of what we can think of as emotional programs that take place in what is known as the emotional unconscious. It was designed by evolution to produce survival-enhancing responses to stimuli in the real world. This is really the point of the emotions we share with other animals – they are our rapid-response system. The high road, on the other hand, is the evolutionary new kid on the block. It corresponds to the pathway from the emotional stimulus to the thalamus to the cerebral cortex to the amygdala (and back to the cerebral cortex in a loop) to the bodily response. The cerebral cortex is, in a sense, where the cognitive processing happens. While the stimulus is eliciting a response on the “low road,” the cerebral cortex is assimilating both the stimulus and the emotional response into something that can be considered in a larger context. There are two aspects of this arrangement that have implications on our everyday lives.

The first is the notion that emotional processing inhibits cognition. Look back at the diagram and notice how the brain’s cognitive and emotional equipment are connected to each other. As crude as it is (I hear publishers have editors for this kind of thing), the arrangement is deliberate. The emotional low road is connected more closely to the nervous system, and therefore to the environment, than the cognitive high road. This is because, in evolutionary terms, it is much older. It is the part of the brain that we share with other mammals. In a way, our emotions are our brain’s first line of defense. The cognitive loop is “above” the emotional loop in the sense that all stimuli pass through the emotions en route to the cerebral cortex. The thalamus to amygdala loop, therefore, gets first right of refusal in terms of mounting a response to any given stimulus. It gets to decide whether and how to react to a stimulus before the high road is ever involved. This is important because, when the emotions take charge, there seems to be little room for cognition. It’s that simple. And there are plenty of examples in everyday life to prove it.

Ask almost any first time mother of an infant this question. When your baby cries, how easy it for you to think clearly? My straw poll of some well-educated young mothers yielded a pretty much unanimous response, “When my baby cries, I become completely stupid.” They went on to explain that the sound of their babies' crying brought out feelings of anguish to fix the situation. Of course, as the children get older, this effect diminishes. However, the anguish is perfectly understandable. Some of the most basic emotional functions exist to ensure the wellbeing of offspring. They most directly serve the most gigantic of biological imperatives – the perpetuation of genes. It is, therefore, no surprise that the sound of one’s own baby's crying elicits a very strong emotional response. (This was originally written before my child was born. I can now personally attest to this.) What is surprising, however, is how much our emotions are involved in our thought processes.

The second implication of the brain's organization has to do with the congnition versus emotion question. The fact that all cognitive processing happens after emotional processing means that we can’t really be sure about the state of our processing system for any given stimulus (or situation). We can’t be sure how much of the processing that is going on is emotional versus cognitive. In other words, how much of how we are evaluating the world and responding to it is because of what we’re thinking versus what we’re feeling? As much as we would all like to say that we can usually answer that question accurately, the fact is that we really can’t. The odds are against us – for two reasons.

For one thing, emotional processing happens much faster than cognitive processing. Consider the fact that emotions evolved to deal with life and death situations. They facilitate split-second responses when necessary. Cognitive processes, however, are in no hurry. If something is important enough for you to need to respond almost automatically, you can bet there is a basic emotion mediating it. So, emotions are involved first, and they work fast. In the real world, this means that by the time we get around to thinking about something, there’s no telling how much emotional processing has occurred. We can all recall situations where we have reacted emotionally, but denied it vehemently, only to come to our senses and apologize later.

The odds are also against us because of the sheer magnitude of tasks handled by emotions versus those handled by cognition. The brain’s cognitive faculties are evolutionarily new, and they have been built on top of the ancestral emotional infrastructure we share with other animals. We are capable of handling tasks, such as finding food and shelter and responding to threats, with our emotions entirely. Whether we like it or not, the fact is that our animalistic emotions are involved in our daily lives a lot more than we think they are. They’re always on duty; that’s how the brain is wired.

So what does all this have to do with the nature versus nurture argument? It establishes the scientific basis for the idea that what we observe in nature (the phenotype) is the result of a combination of both forces - genes and the environment. More importantly, put this together with the ideas that we share much of our emotional infrastructure with animals and that other animals (primates, big cats, elephants, etc.) have basic emotions that lead to seeking status, anger, jealousy, and so on, but do not have our cognitive faculties, and you can reasonably conclude that a big part of our emotional repetoire is hard-wired. This is not to say that we are doomed to a predetermined existence. The diagram depicted shows quite clearly how the cognitive loop feeds back into the emotional loop, which means that even the most genetically controlled systems can be cognitively manipulated. That really is the scientific basis for the notion of enlightening the caveman in all of us. Am I getting through to you dualists out there?

Footnotes -
1. Some of the info on the wiring of the brain comes from Joseph LeDoux’s The Emotional Brain: The Mysterious Underpinnings of Emotional Life (Touchstone, 1996).
2. Aspects of the discussion on the evolutionary origins of emotion come from Descartes' Error : Emotion, Reason, and the Human Brain by Antonio Damasio (Avon Books, 1994).